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FINANCIAL SERVICES LAW
BLAIR M., WALKER G. wydawnictwo: OXFORD , rok wydania 2006, wydanie I cena netto: 940.00 Twoja cena 893,00 zł + 5% vat - dodaj do koszyka Fills the gap for a high level analysis of the maturing regime
Effective guidance, often from the inside track, enables practitioners to find real
solutions through interpretation of FSMA and the Handbook
Coverage of EU and international initiatives including assessment of their impact on UK
law and practice
Includes discussion on up and coming developments including predictions on the likely
impact of the Transparency and Markets in Financial Instruments Directives
Specialist writing team from private practice and the regulators ensures insightful
examination of this area
Financial Services Law provides a long awaited detailed analysis of the regime under FSMA
and subordinate legislation and the FSA handbook and rules. This book reflects the regime
as it has matured and developed over the years since 2001. Many developments have occurred
since the inception of the regime, two of the largest changes being the regulation of
mortgage and insurance products for the first time. Full consideration is given of these
new areas.
Enforcement and disputes are now also growing issues as a result of regulated bodies
falling foul of the rules. The chapter on enforcement also includes a section on
supervision setting out the FSAs powers on the investigation of wrong doing. There is also
a chapter on financial redress covering disputes, compensation and complaints.
In addition to topical coverage of EC Directives (such as MAD and MiFID) other influences
external to the UK are included. There is a chapter on Europe covering progress and
process from Maastricht to Lamfalussy and the impact of EU processes on UK law. The final
chapter looks at global developments in this area including the work of a number of bodies
relevant to this area (WTO, IOSCO, IAIS, FATF etc).
Written by a combined contributor team of leading city practitioners and key individuals
from the FSA, the text provides high quality material in this topical and growing area.
Readership: Solicitors and barristers advising on financial services and regulation ,in
private practice, banks and insurance houses.
Table of Contents
Preface
Michael Blair & George Walker: Introduction
PART I: FINANCIAL SERVICES AND MARKETS
1 George Walker: Financial Services Authority
2 Paul Kennedy: Financial Services and Markets Act
PART II: FSA HANDBOOK
3 Paul Kennedy: FSA Handbook and High Level Standards
4 Margaret Chamberlain: Regulatory Processes Authorisation, Supervision, Enforcement
5 Alex Kuczynski: Financial Redress Disputes, Compensation and Complaints
6 Jonathan Melrose: Market Abuse
7 Jonathan Melrose: Insider Dealing, Misleading Statements and Practices and Other
Offences
8 Jonathan Herbst and Peter Snowdon: Money Laundering and Financial Crime
PART III: FINANCIAL SECTORS
9 Paul Sharma: Financial Regulation The Integrated Prudential Sourcebook (PRU)
10 Martin Hughes and Etay Katz: Securities Firms Wholesale Sector
11 Andrew Long: Investment Firms Retail Sector
12 George Walker: Banks and Banking
13 Michael Blair: Mortgage Regulation
14 Nick Paul: Insurance Companies and Insurance Sales
15 Eva Lomnicka: Collective Investment Schemes
PART IV: PUBLIC OFFERS
16 Richard Brearley: Listing and Public Offers
PART V: EUROPEAN AND CROSS BORDER ISSUES
17 Jane Welch: European Financial Services
18 Deborah Sabalot: International Agreements and Supranational Bodies in Banking and
Financial Services
Hardcover
1064 pages
Po otrzymaniu zamówienia poinformujemy, czy wybrany tytuł polskojęzyczny lub
anglojęzyczny jest aktualnie na półce księgarni.
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